Statement on Academic Professional Ethics
Introduction
The AOA COCA standards effective September 26, 2023 include the following requirement:
Element 1.4: Governance & Program Policies: (CORE)
A COM must have a governing body, or part of a parent institution with a governing body, that defines the mission of the COM and/or institution, approves with strategic plan, provides financial oversight, and approves requisite policies. The COM must publish and abide by policies regarding:
- Conflict of Interest for board members, employees, and institutionally employed faculty.
- Due process for all employees, students, faculty, and credentialed instructional staff.
- Confidentiality of employment, student, and medical records.
- Fiscal management and accountability.
- Ethics, incorporating the AOA Code of Ethic.
This document addresses Element1.4.e: Ethics. WVSOMS's governance and policies regarding ethics can be grouped into five separate sections as follows:
- Adherence to policies and procedures of WVSOM
- Interaction of students, faculty, and staff and administration
- Ethical issues pertaining to medical education
- Ethical issues pertaining to scholarly activity/research
- Ethical issues pertaining to commercial relationships
In each of these sections, a brief summary statement is provided, and relevant West Virginia State Code, West Virginia Higher Education Policy Commission (WVHEPC) Policies, and Institutional Policies and other documents are listed.
Section A: Adherence to Policies and Procedures of the COM
WVSOM recognizes the duty to adhere to policies governing academic professional ethics for its entire faculty, administration and staff, students, clubs, and organizations as set forth in Federal and West Virginia State Codes, rules and policies if WVHEPC, and WVSOM Institutional policies.
The State of West Virginia and WVSOM have many policies which include requirements regarding adherence to state law or policy and/or to Institutional policies.
These state laws, policies, and other documents are listed below.
Applicable State Laws, Policies and Documents Pertaining to the WVSOM Board of Governors
- W.Va. Code 18-B - 1D-9: Commission, council, and institutional governing board training and development requirements, applicability and exceptions.
- W.Va. Code 6B-1-1 et seq.: WV Governmental Ethics Act
- WVHEPC Series 31: Ethics
- WVSOM Institutional Polices:
Applicable State Laws, Policies and Documents Pertaining to the WVSOM Administration
- W.Va. Code 18-B - 1D-9: Commission, council and institutional governing board training and development requirements, applicability and exceptions.
- WVSOM Institutional Policies:
- E-40: Copyright
- F-03: Hospitality Expense
- GA-08 Drugs, Alcohol, Testing, and Treatment
- GA-14: Equal Opportunity, Nondiscrimination, Sexual Misconduct, and Other Forms of Harassment
- GA-18: Solicitation of Funds
- GA-31: Acceptable Use of Information Technology Resources
- GA-33: Travel
- GA-36: Core Values
- PE-14: Ethics
- PP-03: Campus Use and Restrictions Policy
- R-01: Use of Research Animals
- R-03: Research Misconduct
- R-04: Conflict of Interest in Research
- R-05: Human Subject Research
- R-06: Time and Effort Reporting
- R-07: Export Control
- DO-01: Academic and Professional Standards
- GP-01: Academic and Professional Standards
Applicable State Laws, Policies and Documents Pertaining to the WVSOM Faculty
- W.Va. Code 18-B - 1D-9: Commission, council and institutional governing board training and development requirements, applicability and exceptions.
- WVHEPC Series 9: Academic Freedom, Professional Responsibility, Promotion and Tenure
- WVSOM Institutional Policies:
- E-40: Copyright
- E-41: Faculty Recusal from Student Grading, Promotion, and Investigation
- F-03: Hospitality Expense
- GA-08: Drugs, Alcohol, Testing, and Treatment
- GA-14: Equal Opportunity, Nondiscrimination, Sexual Misconduct, and Other Forms of Harassment
- GA-18: Solicitation of Funds
- GA-28: Committee on Social and Cultural Diversity
- GA-31: Acceptable Use of Information Technology Resources
- GA-33: Travel
- GA-36: Core Values
- PE-13: Adoption of the Code of Ethics of the American Osteopathic Association for Clinical Faculty
- PE-14: Ethics
- PP-01: Improper Use or Disposition of School Property
- PP-03: Campus Use and Restrictions Policy
- R-01: Use of Research Animals
- R-03: Research Misconduct
- R-04: Conflict of Interest in Research
- R-05: Human Subject Research
- R-06: Time and Effort Reporting
- R-07: Export Control
- DO-01: Academic and Professional Standards
- GP-01: Academic and Professional Standards
- WVSOM Faculty Handbook
- WVSOM Clinical Education Manual
Applicable State Laws, Policies and Documents Pertaining to the WVSOM Staff
- WVa. Code 18-B - 1D-9: WV Code of Ethics Commission, council and institutional governing board training and development requirements applicability and exceptions.
- WVSOM Institutional Policies
- E-40: Copyright
- F-03: Hospitality Expense
- GA-08: Drugs, Alcohol, Testing and Treatment
- GA-14: Equal Opportunity, Nondiscrimination, Sexual Misconduct, and Other Forms of Harassment
- GA-18: Solicitation of Funds
- GA-28: Committee on Social and Cultural Diversity
- GA-31: Acceptable Use of Information Technology Resources
- GA-36: Core Values
- PE-14: Ethics
- PP-01: Improper Use of Disposition of School Property
- PP-03: Campus Use and Restrictions Policy
- R-01: Use of Research Animals
- R-03: Research Misconduct
- R-04: Conflict of Interest in Research
- R-05: Human Subject Research
- R-06: Time and Effort Reporting
- R-07: Export Control
- WVSOM Employee Handbook
Applicable State Laws, Policies and Documents Pertaining to the WVSOM Students
- WVSOM Institutional Policies:
- E-09: Attendance
- E-18: Examination Policy
- E-24: Dismissal
- E-27: Graduation Requirements
- E-40: Copyright
- F-03: Hospitality Expense
- GA-14: Equal Opportunity, Nondiscrimination, Sexual Misconduct, and Other Forms of Harassment
- GA-08: Drugs, Alcohol, Testing and Treatment
- GA-18: Solicitation of Funds
- GA-28: Committee on Social and Cultural Diversity
- GA-31: Acceptable Use of Information Technology
- GA-33: Travel
- GA-36: Core Values
- PP-01: Improper Use or Disposition of School Property
- PP-03: Campus Use and Restrictions Policy
- R-01: Use of Research Animals
- R-03: Research Misconduct
- R-04: Conflict of Interest in Research
- R-05: Human Subject Research
- DO-01: Academic and Professional Standards
- GP-01: Academic and Professional Standards
- DO-07: Anti-hazing
- GP-07: Anti-hazing
- DO-10: Residency Classification and Appeals
- GP-10: Residency Classification and Appeals
- WVSOM Student Handbook
- WVSOM Clinical Education Manual
- WVSOM Student Club and Organizational Manual
- WVSOM Course Syllabus: Skin II/Medical Professionalism
Section B: Interaction of Students, Faculty, Staff and Administration
WVSOM Administration, Faculty, Staff, and Students are required to maintain the utmost level of professional conduct in their interactions with each other. The following institutional policies encompass the interactions among the different constituency groups:
Applicable Institutional Policies that Pertain to the Interaction of Students, Faculty, Staff and Administration
- WVSOM Institutional Policies:
- DO-02: Background Check for Students
- GP-02: Background Check for Students
- GA-08: Drugs, Alcohol, Testing and Treatment
- GA-14: Equal Opportunity, Nondiscrimination, Sexual Misconduct, and Other Forms of Harassment
- GA-28: Committee on Social and Cultural Diversity
- GA-36: Core Values
- PE-13: Adoption of the Code of Ethics of the American Osteopathic Association for Clinical Faculty
- PE-14: Ethics
- R-03: Research Misconduct
- DO-01: Academic and Professional Standards
- GP-01: Academic and Professional Standards
- DO-07: Anti-hazing
- GP-07: Anti-hazing
Section C: Ethical Issues Pertaining to Medical Education
Student learning is central to the primary mission of WVSOM and protection of that process from unethical behaviors is essential to the institution.
Both faculty and students are expected to adhere to the highest standards of conduct in teaching, learning, and the evaluation of student competency, including:
- Observing honesty in the use and referencing of source material used in the learning process, including, presentations, handouts, reports, and any other materials that might involve the use of someone else's creative efforts;
- Maintaining security of materials used in written and practical exams, Objective Structured Clinical Examinations (OSCEs), and other forms of summative evaluation; and
- Insuring the privacy of individual student scores on any materials used for assessment.
Applicable State Laws, Policies and Documents Pertaining to the Ethics of Teaching, Learning, and Evaluation:
- WVHEPC Series 9: Academic Freedom, Professional Responsibility, Promotion and Tenure
- WVSOM Institutional Policies:
- E-08: Student Academic Responsibilities
- E-09: Attendance
- E-18: Examination Policy
- DO-11: Dismissal
- GP-11: Dismissal
- DO-12: Graduation Requirements
- GP-12: Graduation Requirements
- E-40: Copyright
- GA-08: Drugs, Alcohol, Testing and Treatment
- GA-14: Equal Opportunity, Nondiscrimintation, Sexual Misconduct, and Other Forms of Harassment
- GA-31: Acceptable Use of Information Technology Resources
- GA-36: Core Values
- GA-37: Vision Statements
- PE-02: Faculty
- PE-13: Adoption of the Code of Ethics of the American Osteopathic Association for Clinical Faculty
- PE-14: Ethics
- DO-01: Academic and Professional Standards
- GP-01: Academic and Professional Standards
- DO-07: Anti-hazing
- GP-07: Anti-hazing
- Student Handbook
- WVSOM Course Syllabus: Skin II/Medical Professionalism
Section D: Ethical Issues Pertaining to Scholarly Activity/Research
WVSOM values and promotes the free pursuit of knowledge through research and scholarly activity that identifies new medical and scientific information, current best clinical practices, and effective pedagogical strategies.
Faculty, staff and students at WVSOM engaged in research or scholarly activity must abide by the highest ethical standards when conducting such activity. This includes:
- An obligation to establish and maintain objectivity in research/scholarly activity by declaring conflicts of interest and recognizing potential bias, and taking consequent actions to eliminate or minimize their effect on the activity.
- Maintaining intellectual honesty by not fabricating, falsifying, or plagiarizing prior work, referencing prior contributions by others where appropriate.
- Maintaining transparency when communicating results of research/scholarly activity.
- Compliance with Federal regulations concerning the use of animals in research, including a commitment to replace, reduce and refine animal usage.
- Compliance with Federal regulations concerning the ethical treatment of human subject in research.
Applicable State Laws, Policies and Documents Pertaining to the Ethics of Scholarly Activity and Research
- WVHEPC Series 9: Academic Freedom, Professional Responsibility, Promotion and Tenure
- WVSOM Institutional Policies:
Section E: Ethical Issues Pertaining To Commercial Relationships
The WVSOM adheres to the highest ethical standards regarding administration, faculty and staff relationships with commercial entities. These standards include:
- Disclosure of all relationships with commercial entities by the administration, faculty, and staff
- Approval of the relationship by the president or the president's designee on a case by case basis or when such activity are common within the institution
- Disclosures shall be kept confidential as permitted by law
Applicable State Laws, Policies and Documents Pertaining to the Ethics of Relationships with Commercial Entities
- WVHEPC Series 31: Ethics
- WVSOM Institutional Policies: